OLD MUTUAL PLC - Form 8.3 Disclosure - Intu Properties

2018-02-13 13:45:00

OML 201802130036A
Form 8.3 Disclosure - Intu Properties

OLD MUTUAL PLC
ISIN CODE: GB00B77J0862
JSE SHARE CODE: OML
NSX SHARE CODE: OLM
ISSUER CODE: OLOMOL
Old Mutual
                                                   FORM 8.3

              PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
       A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
                         Rule 8.3 of the Takeover Code (the “Code”)

1.      KEY INFORMATION

 (a) Full name of discloser:                                                     Old Mutual plc
                                                                              (and subsidiaries)
 (b) Owner or controller of interests and short positions
     disclosed, if different from 1(a):
     The naming of nominee or vehicle companies is insufficient.
     For a trust, the trustee(s), settlor and beneficiaries must be
     named.
 (c) Name of offeror/offeree in relation to whose relevant                        Intu Properties plc
     securities this form relates:
     Use a separate form for each offeror/offeree
 (d) If an exempt fund manager connected with an
     offeror/offeree, state this and specify identity of
     offeror/offeree:
 (e) Date position held/dealing undertaken:
     For an opening position disclosure, state the latest                            12/02/2018
     practicable date prior to the disclosure
 (f) In addition to the company in 1(c) above, is the                              Hammerson plc
     discloser making disclosures in respect of any other
     party to the offer?
     If it is a cash offer or possible cash offer, state “N/A”

2.      POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the
offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

(a)     Interests and short positions in the relevant securities of the offeror or offeree to which the
        disclosure relates following the dealing (if any)

 Class of relevant security:                                            50p ordinary

                                                       Interests                         Short positions
                                                    Number                %              Number             %
 (1) Relevant securities owned and/or              10,535,986           0.78%
     controlled:
 (2) Cash-settled derivatives:

 (3) Stock-settled derivatives
     (including options) and
     agreements to purchase/sell:
                                              10,535,986         0.78%
    TOTAL:
Please note that the total holdings above include 2,148,663 units which do not have voting rights.
                                                                                                                   2

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b)       Rights to subscribe for new securities (including directors’ and other employee options)

 Class of relevant security in relation to which
 subscription right exists:
 Details, including nature of the rights
 concerned and relevant percentages:


3.        DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named
in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)       Purchases and sales

       Class of relevant           Purchase/sale             Number of securities             Price per unit
           security
           Ordinary                     Sale                          327                      33.55 ZAR
           Ordinary                   Purchase                      10,000                     34.69 ZAR


(b)       Cash-settled derivative transactions

  Class of relevant         Product              Nature of dealing              Number of         Price per unit
      security             description         e.g. opening/closing a           reference
                            e.g. CFD             long/short position,           securities
                                               increasing/reducing a
                                                  long/short position




(c)       Stock-settled derivative transactions (including options)

(i)       Writing, selling, purchasing or varying

  Class of       Product          Writing,       Number of      Exercise       Type          Expiry     Option
  relevant      description     purchasing,      securities     price per       e.g.          date      money
  security        e.g. call       selling,        to which         unit      American,                   paid/
                   option       varying etc.       option                    European                  received
                                                   relates                      etc.                    per unit



(ii)      Exercise

     Class of relevant        Product             Exercising/               Number of           Exercise price
         security           description        exercised against            securities             per unit
                           e.g. call option
                                                                                                              3


(d)       Other dealings (including subscribing for new securities)

      Class of relevant           Nature of dealing                Details               Price per unit (if
          security          e.g. subscription, conversion                                   applicable)




4.        OTHER INFORMATION

(a)       Indemnity and other dealing arrangements

 Details of any indemnity or option arrangement, or any agreement or understanding, formal or
 informal, relating to relevant securities which may be an inducement to deal or refrain from dealing
 entered into by the person making the disclosure and any party to the offer or any person acting in
 concert with a party to the offer:
 Irrevocable commitments and letters of intent should not be included. If there are no such agreements,
 arrangements or understandings, state “none”


 None

(b)       Agreements, arrangements or understandings relating to options or derivatives

 Details of any agreement, arrangement or understanding, formal or informal, between the person
 making the disclosure and any other person relating to:
 (i) the voting rights of any relevant securities under any option; or
 (ii) the voting rights or future acquisition or disposal of any relevant securities to which any
      derivative is referenced:
 If there are no such agreements, arrangements or understandings, state “none”

(c)       Attachments

 Is a Supplemental Form 8 (Open Positions) attached?                                             No




  Date of disclosure:                                                          13.02.2018

  Contact name:                                                              Vimbai Phiri

  Telephone number:                                                         0207 002 7459


Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also
be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is
available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Sponsor:
Merrill Lynch South Africa (Pty) Ltd

Joint Sponsor:
Nedbank Corporate and Investment Banking

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