ANGLO AMERICAN PLC - TR-1: Standard form for notification of major holdings

2018-06-13 16:00:00

AGL 201806130048A
TR-1: Standard form for notification of major holdings

Anglo American plc (the “Company”)
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
Legal Entity Identifier: 549300S9XF92D1X8ME43
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible)(i)

1a. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attached(ii):                                ANGLO AMERICAN PLC

1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments                            X
An event changing the breakdown of voting rights

Other (please specify)iii: Change in delta-adjusted holdings for cash-settled financial instruments

3. Details of person subject to the notification obligationiv
Name                                                                           Deutsche Bank AG
City and country of registered office (if applicable)                          Frankfurt, Germany

4. Full name of shareholder(s) (if different from 3.)
Name
City and country of registered office (if applicable)

5. Date on which the threshold was crossed or reachedvi:                       07/06/2018

6. Date on which issuer notified (DD/MM/YYYY):                                 12/06/2018

7. Total positions of person(s) subject to the notification obligation
                                                   % of voting rights
                         % of voting rights at-    through financial in-
                         tached to shares (total   struments                  Total of both in %   Total number of vot-
                         of 8. A)                  (total of 8.B 1 + 8.B 2)   (8.A + 8.B)          ing rights of issuer(vii)

Resulting situation      Below Notifiable          Below Notifiable           Below Notifiable
on the date on which     Threshold                 Threshold                  Threshold            1,404,769,279                                                                                                                  
threshold was
crossed or reached

Position of previous
notification (if
applicable)              1.66%                     4.18%                      5.84%

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached(viii)

A: Voting rights attached to shares
                           Number of voting rights(ix)                        % of voting rights
                                                   Indirect                                             Indirect
Class/type of              Direct                  (Art 10 of Directive       Direct                    (Art 10 of Directive
shares                     (Art 9 of Directive     2004/109/EC)               (Art 9 of Directive       2004/109/EC)
ISIN code (if possible)    2004/109/EC) (DTR5.1)   (DTR5.2.1)                 2004/109/EC) (DTR5.1)     (DTR5.2.1)

GB00B1XZS820               Below Notifiable        Below Notifiable           Below Notifiable          Below Notifiable
                           Threshold               Threshold                  Threshold                 Threshold

SUBTOTAL 8. A              Below Notifiable Threshold                         Below Notifiable Threshold

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                           Number of voting rights
                                                                           that may be acquired if
Type of financial in-      Expiration     Exercise/                        the instrument is
strument                   date(x)        Conversion Period(xi)            exercised/converted.         % of voting rights

                                          SUBTOTAL 8. B 1

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
                                          Exercise/               Physical or
Type of financial      Expiration         Conversion Pe-          cash                 Number of
instrument             date(x)            riod(xi)                settlement(xii)      voting rights    % of voting rights


                                                                  SUBTOTAL
                                                                  8.B.2

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (xiii)            X
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity(xiv)
(please add additional rows as necessary)
                                                         % of voting rights
                                % of voting rights if    through financial instru-    Total of both if it
                                it equals or is higher   ments if it equals or is     equals or is higher
                                than the notifiable      higher than the notifiable   than the notifiable
Name(xv)                        threshold                threshold                    threshold


10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held

11. Additional informationxvi

Place of completion                                             London
Date of completion                                             12/06/2018

Clare Davage
Deputy Company Secretary
Anglo American plc
13 June 2018

The Company has a primary listing on the Main Market of the London Stock Exchange and secondary listings on the Johannesburg Stock Exchange, the Botswana Stock Exchange, 
the Namibia Stock Exchange and the SIX Swiss Exchange.

Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)

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